Criteria to be approved Lead auditor

Procedure for the Attestation of Auditor Competence in EA Sectors

Purpose

This procedure defines the methodology adopted for the assessment, verification, and formal attestation of auditors’ competencies within specific EA sectors. The process is designed to ensure consistency, impartiality, and full compliance with internationally recognized standards, including ISO 19011 and ISO/IEC 17021.

Scope

This procedure applies to all auditors applying for initial qualification or requalification to perform audit activities within one or more EA sectors.

Roles and Responsibilities

  • Quality Manager
    Responsible for the overall management and supervision of the competency assessment and attestation process, including final approval decisions.

  • Training Coordinator
    Responsible for planning and coordinating training activities, as well as maintaining and updating competence and training records.

  • Lead Auditor
    Responsible for evaluating auditors’ performance during supervised audit activities and providing documented feedback.

Competency Assessment Process

4.1 Competency Requirements

Auditors are required to demonstrate documented and verifiable competence in the following areas:

  • Knowledge of applicable management system standards (e.g. ISO 9001, ISO 14001, ISO 45001).

  • Understanding of sector-specific processes, technologies, and associated risks.

  • Proficiency in auditing principles, methods, and techniques in accordance with ISO 19011.

4.2 Documentation Review

Applicants shall submit the following documentation for evaluation:

  • A detailed curriculum vitae outlining relevant professional and audit experience.

  • Copies of academic qualifications and professional certifications.

  • Certificates of completion for relevant training courses.

  • Records evidencing previous audit activities and sector experience.

4.3 Training and Evaluation

The assessment process includes:

  • Completion of sector-specific training programs, where required.

  • Successful completion of a written examination to evaluate theoretical knowledge.

  • Practical performance assessment through participation in audit activities under supervision.

4.4 Decision and Certification

The Quality Manager reviews all submitted documentation and evaluation results.
Candidates who successfully meet all requirements are formally issued an Auditor Competence Certificate for the relevant EA sector(s).

5. Records Management

All records related to applications, assessments, evaluations, and issued certificates are securely maintained for a minimum period of five (5) years.

6. Reference Standards

  • ISO 19011 — Guidelines for auditing management systems

  • ISO/IEC 17021 — Conformity assessment — Requirements for bodies providing audit and certification of management systems

Evaluation service fee: 200- USA Dollars